首都医科大学学报 ›› 2026, Vol. 47 ›› Issue (4): 783-791.doi: 10.3969/j.issn.1006-7795.2026.04.019

• 临床研究 • 上一篇    下一篇

慢性心力衰竭患者住院期间发生肺部感染的影响因素及预测模型的构建

孙瑶,郝京京,刘玉凤,郭贺冰,钟晓熙,刘景院   

  1. 首都医科大学附属北京地坛医院重症医学科,北京 100015
  • 收稿日期:2026-02-06 修回日期:2026-04-14 出版日期:2026-08-21 发布日期:2026-06-30
  • 通讯作者: 刘景院 E-mail:dtyyicu@ccmu.edu.cn.com
  • 基金资助:
    首都卫生发展科研专项项目(首发 2024-1-1202)。

Predictors of pulmonary infection during hospitalization in patients with chronic heart failure and development of a predictive model

Sun Yao, Hao Jingjing, Liu Yufeng, Guo Hebing, Zhong Xiaoxi, Liu Jingyuan*   

  1. Department of Critical Care Medicine, Beijing Ditan Hospital , Capital Medical University, Beijing 100015,China
  • Received:2026-02-06 Revised:2026-04-14 Online:2026-08-21 Published:2026-06-30
  • Supported by:
    This study was supported by the Capital Health Development Research Special Project (Shoufa 2024-1-1202).

摘要: 目的  研究慢性心力衰竭(chronic heart failure,CHF)患者住院期间发生肺部感染(pulmonary infection,PI)的影响因素,基于此构建预测模型,为尽早识别高风险人群及制订个体化干预措施提供参考。方法  采用回顾性研究方法,连续纳入2022年3月至2025年3月收治的181例CHF患者,以住院期间是否发生PI为依据进行分组,分为PI组和非PI组。比较两组患者的基线资料及相关检查数据,将有差异的变量代入最小绝对收缩和选择算法(least absolute shrinkage and selection operator,LASSO)回归进行变量筛选,选择多因素Logistic回归模型分析CHF患者住院期间发生PI的影响因素,并采取SHAP解释的CatBoost模型对变量进行重要性排序,基于最终确定的关键变量构建受试者工作特征(receiver operating characteristic,ROC)曲线风险预测模型。结果  本研究181例CHF患者住院期间发生PI者为51例,发生率为28.18%。PI组在吸烟史、合并肺部疾病、侵入性操作、心功能分级及机械通气方面与非PI组差异有统计学意义(P<0.05)。PI组白细胞计数(white blood cell count,WBC)、N末端B型利尿钠肽前体(N-terminal pro-B-type natriuretic peptide,NT-proBNP)、C反应蛋白(C-reactive protein,CRP)、降钙素原(procalcitonin,PCT)高于非PI组,但PI组左心室射血分数(left ventricular ejection fraction,LVEF)低于非PI组(P<0.05)。经LASSO回归得到7个重要的影响因素:合并肺部疾病、机械通气、WBC、NT-proBNP、CRP、PCT、LVEF,且未存在共线性问题,均为影响CHF患者住院期间发生PI的重要变量。NT-proBNP(OR=1.044,95% CI:1.017 ~ 1.071)、CRP(OR=1.386,95% CI:1.139 ~ 1.686)、PCT(OR=29.223,95% CI:1.512 ~ 564.776)、LVEF(OR=0.814,95% CI:0.719 ~ 0.921)是CHF患者住院期间发生PI的独立影响因素(P<0.05)。对CHF患者住院期间发生PI的影响因素按重要性排序为NT-proBNP>CRP>LVEF>PCT,而联合预测的ROC曲线下面积达到0.937(95% CI:0.894~0.979),显著高于单一指标(P<0.05)。结论  CHF患者住院期间存在PI发生的风险,研究提示和NT-proBNP、CRP、PCT、LVEF有关,基于此构建预测模型具有可行性,可助力临床早期识别高危患者,并为个体化干预提供科学指导。

关键词: 慢性心力衰竭, 肺部感染, 影响因素, 预测模型, 左心室射血分数, 机械通气

Abstract: ObjectiveTo investigate the risk factors for pulmonary infection (PI) during hospitalization in patients with chronic heart failure (CHF) and to develop a predictive model based on these findings, thereby providing a reference for early identification of high-risk individuals and formulation of personalized intervention strategies. MethodsA retrospective study was conducted enrolling 181 CHF patients admitted from March 2022 to March 2025. Patients were grouped based on whether they developed PI during hospitalization, forming a PI group and a non-PI group. Baseline characteristics and relevant examination data were compared between groups. Variables showing significant differences were subjected to least absolute shrinkage and selection operator (LASSO) regression for variable selection. A multivariate Logistic regression model analyzed factors influencing PI occurrence during hospitalization. The SHAP-interpreted CatBoost model ranked variable importance, and a receiver operating characteristic (ROC) curve risk prediction model was constructed based on the finalized key variables. ResultsAmong 181 CHF patients hospitalized, 51 (28.18%) developed PI. The PI group exhibited statistically significant differences compared to the non-PI group in smoking history, comorbid pulmonary diseases, invasive procedures, heart function classification, and mechanical ventilation (P < 0.05). The PI group exhibited higher white blood cell  (WBC), N-terminal pro-B-type natriuretic peptide (NT-proBNP), C-reactive protein (CRP), and procalcitonin (PCT) levels compared to the non-PI group, while the left ventricular ejection fraction (LVEF) was lower in the PI group (P < 0.05). Seven important influencing factors were obtained by least absolute shrinkage and selection operator(LASSO) regression : pulmonary disease, mechanical ventilation, WBC, NT-proBNP, CRP, PCT, LVEF, and there was no collinearity problem, which were all important variables affecting the occurrence of PI in CHF patients during hospitalization. NT-proBNP (OR=1.044,95 % CI : 1.017-1.071), CRP (OR=1.386,95 % CI : 1.139-1.686), PCT (OR=29.223,95 % CI : 1.512-564.776) and LVEF (OR=0.814,95 % CI : 0.719-0.921) were independent influencing factors of PI in CHF patients during hospitalization (NT-proBNP>CRP > LVEF > PCT). The area under the ROC curve of combined prediction reached 0.937 (95 % CI : 0.894-0.979), which was significantly higher than that of single index (P<0.05). ConclusionThere is a risk of PI in CHF patients during hospitalization. The study suggests that it is related to NT-proBNP, CRP, PCT and LVEF. Based on this, it is feasible to construct a prediction model, which can help identify high-risk patients in the early stage of clinical practice and provide scientific guidance for individualized intervention. 

Key words: chronic heart failure, pulmonary infection, influencing factors, predictive model, left ventricular ejection fraction, mechanical ventilation

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