Journal of Capital Medical University ›› 2025, Vol. 46 ›› Issue (2): 197-201.doi: 10.3969/j.issn.1006-7795.2025.02.004

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Application of sample size re-estimation within the “promising zone” framework in adaptive design clinical trials

Yang Xiao1,2,3, Xia Xue1,2,3, Zhou Quan1, Hao Yunyi1,2,3, Wang Anxin1,2,3*   

  1. 1.Department of Epidemiology, Beijing Neurosurgical Institute, Beijing Tiantan Hospital, Capital Medical University, Beijing 100070, China;2.China National Clinical Research Center for Neurological Diseases, Beijing Tiantan Hospital, Capital Medical University, Beijing 100070, China;3.Department of Clinical Epidemiology and Clinical Trial, Capital Medical University, Beijing 100070, China
  • Received:2024-11-19 Online:2025-04-21 Published:2025-04-14
  • Supported by:
    This study was supported by the High-level Public Health Talents (xuekegugan-02-47).

Abstract: The “promising zone” is a method used to analyze interim data from adaptive design clinical trials in an unblinded state. It allows for the adjustment of sample size based on interim results to enhance the trial's probability of success or minimize investment in unnecessary sample size. Mehta and Pocock  proposed rules for increasing sample size based on interim analysis results using the concept of the “promising zone” (MP design). Furthermore, combination of the MP design with group sequential design can set up early stopping boundaries in trials, allowing for a reduction in sample size under favorable or unfavorable zone. The combination test  (CT) design further optimizes the framework of the “promising zone”, by considering sample size and conditional power in combination to achieve the highest conditional power with the smallest sample size. This review summarizes the principles of the “promising zone”, introduces the method of determining the “promising zone” and re-estimating sample size, and further illustrates the feasibility of this method in clinical trials with a practical case.

Key words: promising zone, sample size re-estimate, adaptive design, interim analysis, conditional power

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